Vice President, Intermediary Sales
North West & North Central
Previously, Rick was a Senior Portfolio Consultant for Ross Sinclaire Asset Management, providing planning advisory services to private and institutional clients.
Rick holds the FINRA General Securities Representative designation (Series 7), and has passed the NASAA Uniform Securities Agent State Law (Series 63) and the Uniform Combined State Law (Series 66) examinations.
Rick received a Bachelor’s of Science Degree in Business Administration from Regis University in Denver, Colorado.